During an Examination, the regulatory staff will evaluate and assess the "knowledge" and "competence" of your compliance and operations personnel. The CCO University offers a 28 course curriculum to obtain a Masters Certificate in Adviser Compliance^TM. The curriculum provides the necessary education and training for compliance officers to adequately discharge their duties and responsibilities.

Graduates receive the Certified Compliance Officer^TM designation.

Online University

The CCO University delivers all text books, lectures and examinations online.

Excellent Compliance Training Program

The CCO University is an excellent way for firms to satisfy the education and training requirements set forth in their compliance policies and procedures.

Firms can create a custom compliance training program, which the CCO University will administer and manage.

Using the CCO University to administrate your firm’s compliance training program demonstrates a culture of compliance to regulatory staff.

CCO University Students include: compliance, operations, technology and risk/asset management personnel.