The CCO University curriculum of courses appears below for the Master’s Certificate in Adviser Compliance Program.

Who should enroll in the CCO University

The Curriculum is applicable for: Registered Invesment Advisers, Mutual Funds, UITs, ETFs, Hedge Funds, and Fund of Funds.

Tuition Schedule

The tuition for the Master’s Program is $4,500 or $300 for each individual course.

Course #	Course Description
CCO U Course 501	Global Regulatory Outlook
CCO U Course 502	Principles of Adviser Compliance 1
CCO U Course 503	Principles of Adviser Compliance 2
CCO U Course 504	Compliance Monitoring & Oversight
CCO U Course 505	Managing & Mitigating Regulatory Risk
CCO U Course 506	Advertising and Marketing
CCO U Course 507	Private Placement of Securities
CCO U Course 508	Account Documentation
CCO U Course 509	Insider Trading
CCO U Course 510	Anti-Money Laundering
CCO U Course 511	Portfolio Management & Trading
CCO U Course 512	Best Execution
CCO U Course 513	Comprehensive E-Mail Compliance
CCO U Course 601	Soft Dollars
CCO U Course 602	Valuation 1
CCO U Course 603	Valuation 2
CCO U Course 604	ERISA
CCO U Course 605	SEC Filings and Reporting
CCO U Course 606	Business Continuity
CCO U Course 607	The Role of Independent Directors
CCO U Course 608	Convergence of Regulatory Compliance and Risk Management
CCO U Course 609	SEC Examination Preparation
CCO U Course 610	Third-Party Service Provider Due Diligence
CCO U Course 611	SEC Investigations and Enforcement
CCO U Course 612	Enforcement Actions
CCO U Course 613	Internal Controls
CCO U Course 701	FSA Compliance Series

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